President and General Counsel. Phoenix is a real estate and land banking business.

Principal - Law practice that focuses on securities and investment banking and transactional matters and, specifically, advises clients on going public, funds registration, securities markets regulation, surveillance, investment advisory and tax-advantaged products structuring and deployment, AML/BSA/SARS and FINCEN matters. See Addendum for Recent and Current Engagements/Projects in securities litigations and EDGAR Filings.

CEO and General Counsel – Full service investment banking services, private placements, retail brokerage and commodities futures brokerage firm.

Supervised the operations of trading platforms for self-directed securities and futures traders

Senior VP/Associate General Counsel/Chief Compliance Officer Counseled on investment banking, new products development, regulatory compliance, and surveillance