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Leo Y. Liao
Financial advisor @ 阿爾發證券投資顧問股份有限公司
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Leo Y. Liao

Financial advisor @ 阿爾發證券投資顧問股份有限公司
Equipped with practical and theoretical experiences on auditing and client's business. Familiar with the operation of auditing and financial system such as Oracle, EMS. Specialized in reviewing and auditing financial reporting plus optimize the process of company's internal control while working in the big 4. Proficient in US GAAP and US tax law, able to analyze business environments and conditions through case study and provide further insight or solution toward different problems. Multi abroad and domestic audit experiences, have been in touched with the industry such as biotech medical, news and communication, holding company, wireless internet, insurance and investments, etc. Thus having certain extent of comprehension toward these industry's financing and internal control procedure, which enable me to provide solutions as well as suggestions toward every different kinds of problem. Challenge taker, team player. Good at presentation and communication, genuinely hope i could fully utilize my strength for problem-solving and for creating extra value.
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阿爾發證券投資顧問股份有限公司
Logo of the organization.
Fu Jen Catholic University
Taipei City, Taiwan

Professional Background

  • Current status
    Employed
  • Profession
    CPA
    Corporate Finance
    Financial Advisor
  • Fields
    Investment Management
  • Work experience
    2-4 years (2-4 years relevant)
  • Management
    None
  • Skills
    excel
    word
    powerpoint
    outlook
    english
    google drive
    Oracle
  • Languages
    Chinese
    Native or Bilingual
    English
    Professional
  • Highest level of education
    Bachelor

Job search preferences

  • Desired job type
    Full-time
    Interested in working remotely
  • Desired positions
    Management Consultant
  • Desired work locations
    Taipei, Taiwan
  • Freelance
    Non-freelancer

Work Experience

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Financial advisor

Feb 2022 - Present
Taiwan
• Host and coordinator for product lauch/press conference. • Without any training, I added 12 million to our company's assets under management within the fourth month of starting work. • Complete the very first financial consulting case that adopts a trust structure. • Clients include entrepreneurs, CPAs, attorneys, doctors, students, and many other kinds. • Establish the whole selling system which includes the SOP for client development, financial consulting, and customer services. Successfully Increased monthly revenue in the third quarter by 15% • Responsible for writing monthly investment reports to more than 8,000 investor.
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Tax associate

Sagent management
Full-time
Dec 2020 - Dec 2021
1 yr 1 mo
Taiwan
Primarily responsible for preparing complex individual, partnership, and corporate tax returns. The responsibility mainly includes: • Prepare Federal, state, and local income tax returns. • Prepare quarterly estimated tax and extension payments for corporate and individual clients. • Respond to inquiries from the IRS and other tax authorities. • Conduct tax research and planning.
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Local reporting

Apr 2020 - Oct 2020
7 mos
Taiwan
• Processed and issued monthly payroll for over 50 employees and contractors including wages, salaries, and benefits. • Prepared voucher for the daily investment transactions by matching daily transaction journal of investment with the relevant documentation. • Maintaind and updated the company's booking. • Operation of the Oracle system.
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Auditor

Sep 2019 - Feb 2020
6 mos
● Conducted external audits in accordance with IFRSs and other standards accepted in Taiwan. ● Prepare financial statements ● Perform substantiative tests on the financial information provided by the client. ● Conduct variance analysis on interim financial information. ● Provided accounting managers/supervisors with suggestions about accounting, finance, internal control and tax.

Education

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Bachelor’s Degree
Accounting
2014 - 2018
Activities and societies
● Won 1st place in the graduating monograph competition. ● Join AEISEC's interaction volunteering job, and was the speaker on the forum. ● Point guard of the department's basketball team. ● Participated in Deloitte's tax law competition and end up winning 1st place in local competitions.

Licenses & Certifications

Financial Markets and Professional Ethics

Securities and Futures Institute
Issued Mar 2021
No Expiration Date

Investment trust and consulting law

Securities and Futures Institute
Issued Mar 2021
No Expiration Date

Proficiency Test for Trust Operations Personnel

Taiwan Academy of Banking and Finance
Issued Feb 2021
No Expiration Date

Certification Test for Financial Derivatives Sales Personnel

Taiwan Academy of Banking and Finance
Issued Feb 2021
No Expiration Date

Senior Securities Specialists

Securities and Futures Institute
Issued Jan 2021
No Expiration Date

USCPA(BEC)

AICPA
Issued Aug 2019
No Expiration Date

USCPA(REG)

AICPA
Issued Aug 2019
No Expiration Date

USCPA (FAR)

AICPA
Issued Aug 2019
No Expiration Date