CakeResume 找人才

a challenging position in which I can deploy all my expertise and knowledge that will be an asset to the company. Work Experience Team Leader (Acting as an Ops Manager) • TaskUs (Mohali) JanuaryPresent Managing the day-to-day planning and operations of my team & the process ( Payment Compliance, KYC (CDD, EDD, PEP, RCA), AML, Sanctions, Fincrime ). Ensuring delivery of Client KPIs / targets including day to day service levels, customer experience, quality and compliance measures. Leading and motivating people and other leads & helping them in their overall development. Managing team / LOB performance and achieving KPIs

Exchanges, ensuring compliance as per exchange & SEBI norms. JanuaryFebruary 2017 Deputy Manager BSE Ltd. • Conducting the audit/inspection of member brokers, ensuring compliance as per exchange & SEBI norms. Preparing reports and MIS related to inspections. • Analyzing vast quantities of data during investigations of frauds, unauthorized trading & other market abuse and preparing reports on the dealings/ position of clients, to detect various market manipulation activities. • Verifying KYC documents, CDD and EDD for clients as per the prescribed AML & KYC guidelines. • Ensure members’ compliance with the regulatory framework specified by the ...