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 Financial Markets and Professional Ethics

Securities and Futures Institute

 Investment trust and consulting law

 Proficiency Test for Trust Operations Personnel

Taiwan Academy of Banking and Finance

 Certification Test for Financial Derivatives Sales Personnel

Senior Securities Specialists

USCPA(BEC)

AICPA

USCPA(REG)

USCPA (FAR)

Equipped with practical and theoretical experiences on auditing and client's business. 

Familiar with the operation of auditing and financial system such as Oracle, EMS. 

Specialized in reviewing and auditing financial reporting plus optimize the process of company's internal control while working in the big 4. Proficient in US GAAP and US tax law, able to analyze business environments and conditions through case study and provide further insight or solution toward different problems.

Multi abroad and domestic audit experiences, have been in touched with the industry such as biotech medical, news and communication, holding company, wireless internet, insurance and investments, etc. Thus having certain extent of comprehension toward these industry's financing and internal control procedure, which enable me to provide solutions as well as suggestions toward every different kinds of problem.

Challenge taker, team player. Good at presentation and communication, genuinely hope i could fully utilize my strength for problem-solving and for creating extra value.

Fu Jen Catholic University

Financial advisor @ 阿爾發證券投資顧問股份有限公司

Leo Y. Liao

阿爾發證券投資顧問股份有限公司

Financial advisor

• Host and coordinator for product lauch/press conference.
• Without any training, I added 12 million to our company's assets under management within the fourth month of starting work.
• Complete the very first financial consulting case that adopts a trust structure.
• Clients include entrepreneurs, CPAs, attorneys, doctors, students, and many other kinds.
• Establish the whole selling system which includes the SOP for client development, financial consulting, and customer services. Successfully Increased monthly revenue in the third quarter by 15%
• Responsible for writing monthly investment reports to more than 8,000 investor.

台灣

Primarily responsible for preparing complex individual, partnership, and corporate tax returns. The responsibility mainly includes:
• Prepare Federal, state, and local income tax returns.
• Prepare quarterly estimated tax and extension payments for corporate and individual clients.
• Respond to inquiries from the IRS and other tax authorities.
• Conduct tax research and planning.

Sagent management

Tax associate

• Processed and issued monthly payroll for over 50 employees and contractors including wages, salaries, and benefits.
• Prepared voucher for the daily investment transactions by matching daily transaction journal of investment with the relevant documentation.
• Maintaind and updated the company's booking.
• Operation of the Oracle system.

Prudential Financial 

Local reporting

● Conducted external audits in accordance with IFRSs and other standards accepted in Taiwan.
● Prepare financial statements
● Perform substantiative tests on the financial information provided by the client.
● Conduct variance analysis on interim financial information.
● Provided accounting managers/supervisors with suggestions about accounting, finance, internal control and tax.




Leo Y. Liao 的社群動態